LFP, Inc.

Returning Candidate?

Casino (Cage) Compliance Auditor

Casino (Cage) Compliance Auditor

Job ID 
1493
Job Location 
US-CA-Gardena
Company 
Hustler Casino
Type 
Regular Full-Time
Posted Date 
11/13/2017
FLSA Status 
Non-Exempt

More information about this job

Job Description

 

Position:                              Compliance Auditor

 

Major Responsibilities

 

Title 31 Compliance Auditor:

  • Ensure where stipulated by law, all Currency Transaction Reports (CTR) are entered into Casino Management, and all folders and accompanying documents are processed for review and e-file transmission via the BSA E-Filing System.
  • Maintain a log of all BSA e-file submissions.  Make sure all submissions are correctly transmitted and received by the FinCEN, confirm all submissions are being processed, and are error free.
  • Monitor all electronic communication from FinCEN.  Ensure all issues are being researched and corrected accordingly (i.e., social security number doesn’t match the name, or any other errors and/or advisories).
  • Review all MTL logs for any suspicious activity.
  • Review all NIL logs for any suspicious activity.
  • Review all analytics for any suspicious activity.
  • Review daily security logs for any suspicious activity reported on logs.
  • Obtain daily surveillance logs and review for any suspicious activity.
  • Prepare Suspicious Activity Report (SAR) form and narrative after SAR voting has been approved.
  • Ensure all SAR filings are e-filed via the BSA website.
  • Maintain hard-copy files of all BSA transmissions and documents required by IRS auditors readily available.
  • Assist the Cage and Floor Personnel with any other duties in regards to Title 31 Compliance.
  • Develops, updates and maintains the annual Title 31 training program to ensure continual compliance with current regulations and training materials to reflect current practices.